The FCA has highlighted the “significant benefits” the AppointedRepresentatives (AR) structure offers but insists ARs must also take greater responsibility for complying...

The most recent ‘Dear CEO’ letter sent to owners of advisory firms was particularly interesting for many reasons says Patrick Bamford, Head of International Business...

The majority (84%) of consumers report no improvement in how financial providers treat them following the implementation of the FCA’s Consumer Duty a year ago